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Project Manager - LOPR Reporting
$208,000
per year
Data Analysis
Compliance
Operations
Business Analyst
Project Manager
broker-dealer
Regulatory Reporting
Capital Markets
Derivatives
Risk
FINRA
UAT
LOPR
Options Reporting
Job Description
We’re partnering with a global trading firm to support a key regulatory initiative centred on Large Options Positions Reporting (LOPR), as required by FINRA. They’re looking for a sharp and delivery-focused Project Manager / Business Analyst to help drive compliance efforts related to daily options reporting across OTC and exchange-traded positions.
This is a high-impact role interfacing with Compliance, Risk, Operations, and Technology teams to ensure full and accurate adherence to LOPR standards.
Key Responsibilities
- Own the analysis and delivery of LOPR-related reporting and system enhancements
- Interpret FINRA’s LOPR requirements, including position thresholds, “in concert” rules, and reporting cadence
- Assess current state vs. target operating models for regulatory reporting
- Translate regulatory expectations into detailed business and technical requirements
- Partner with tech and data teams to ensure accurate capture of all required LOPR data (symbol, strike, expiry, size, account grouping)
- Manage UAT planning and execution for LOPR changes
- Report on progress, risks, and issues to stakeholders across Compliance, Legal, and Operations
- Ensure readiness for audit and regulatory inquiry
- Experience in regulatory reporting or compliance projects within capital markets
- Strong working knowledge of LOPR, FINRA, and U.S. options regulations
- Familiarity with derivatives (especially listed options) and position limit reporting
- Ability to work with large data sets and regulatory systems (e.g., DTCC, internal LOPR feeds)
- Excellent analytical, documentation, and stakeholder engagement skills
- Experience delivering cross-functional change projects across business and tech teams
- Prior experience with a trading firm, broker-dealer, or regulatory consultancy preferred
Initial 6-month contract, with the expecation to be extended or to be made permanent with the end client. Paying up to $1,000 per day.
Company Information
Location: Not specified
Type: Not specified